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<article article-type="research-article" dtd-version="1.3" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xml:lang="ru"><front><journal-meta><journal-id journal-id-type="publisher-id">edscience</journal-id><journal-title-group><journal-title xml:lang="ru">Образование и наука</journal-title><trans-title-group xml:lang="en"><trans-title>The Education and science journal</trans-title></trans-title-group></journal-title-group><issn pub-type="ppub">1994-5639</issn><issn pub-type="epub">2310-5828</issn><publisher><publisher-name>RSVPU</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.17853/1994-5639-2019-9-9-48</article-id><article-id custom-type="elpub" pub-id-type="custom">edscience-1402</article-id><article-categories><subj-group subj-group-type="heading"><subject>Research Article</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="ru"><subject>УПРАВЛЕНИЕ ОБРАЗОВАНИЕМ</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="en"><subject>MANAGEMENT OF EDUCATION</subject></subj-group></article-categories><title-group><article-title>Оценка эффективности деятельности вузов: противоречия и парадоксы. Часть I</article-title><trans-title-group xml:lang="en"><trans-title>Efficiency Assessment of Higher Education Institutions: Contradictions and Paradoxes. Part I</trans-title></trans-title-group></title-group><contrib-group><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0003-0071-1462</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Романов</surname><given-names>Е. В.</given-names></name><name name-style="western" xml:lang="en"><surname>Romanov</surname><given-names>E. V.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Романов Евгений Валентинович – доктор педагогических наук, профессор кафедры менеджмента</p><p>Магнитогорск</p><p>Researcher ID E-4543–2017</p></bio><bio xml:lang="en"><p>Evgeny V. Romanov – Doctor of Pedagogical Sciences, Professor, Department of Management</p><p>Magnitogorsk</p><p>Researcher ID E-4543–2017</p></bio><email xlink:type="simple">evgenij.romanov.1966@mail.ru</email><xref ref-type="aff" rid="aff-1"/></contrib></contrib-group><aff-alternatives id="aff-1"><aff xml:lang="ru">Магнитогорский государственный технический университет им. Г. И. Носова<country>Россия</country></aff><aff xml:lang="en">Nosov Magnitogorsk State Technical University<country>Russian Federation</country></aff></aff-alternatives><pub-date pub-type="collection"><year>2019</year></pub-date><pub-date pub-type="epub"><day>27</day><month>11</month><year>2019</year></pub-date><volume>21</volume><issue>9</issue><fpage>9</fpage><lpage>48</lpage><permissions><copyright-statement>Copyright &amp;#x00A9; Романов Е.В., 2019</copyright-statement><copyright-year>2019</copyright-year><copyright-holder xml:lang="ru">Романов Е.В.</copyright-holder><copyright-holder xml:lang="en">Romanov E.V.</copyright-holder><license license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>This work is licensed under a Creative Commons Attribution 4.0 License.</license-p></license></permissions><self-uri xlink:href="https://www.edscience.ru/jour/article/view/1402">https://www.edscience.ru/jour/article/view/1402</self-uri><abstract><sec><title>Введение</title><p>Введение. Выработка четкой и понятной стратегии развития высшего образования, ориентированной на подготовку кадров, востребованных в ближайшей и отдаленной перспективе модернизируемой экономикой, – одно из ключевых условий реализации майского указа Президента РФ от 7.05.2018 г. В связи с этим актуализируется проблема адекватного измерения эффективности образовательных учреждений вообще и качества работы вузов в частности.</p><p>Цели статьи – в рамках дискуссии о совершенствовании методики оценки деятельности высших учебных заведений обсудить существующие и предлагаемые макрорегулятором критерии и показатели данной экспертизы и обосновать их несостоятельность для получения реальной информации об инновационном потенциале университетов и качестве потенциала их выпускников.</p></sec><sec><title>Методология и методы</title><p>Методология и методы. Работа выполнялась с опорой на системный подход и индуктивный метод исследования. Для подтверждения выдвинутой гипотезы использовались метод сравнительного анализа и общенаучные методы: аналитический обзор научной литературы и содержания нормативных документов, обобщение, синтез, аналогия.</p><p>Результаты и научная новизна. На основе данных мониторинга эффективности представлены результаты оценки ряда вузов, признанных центрами инновационного, технологического и социального развития регионов по предложенным Министерством образования и науки РФ показателям. Проведенный анализ свидетельствует о сложности формулировки выводов о деятельности и потенциале обследуемых организаций в силу некорректности избранного макрорегулятором подхода. Выявлены недостатки нового проекта Министерства науки и высшего образования РФ в этой области, в котором усугубляются прежние ошибки. Доказывается необходимость пересмотра применяющейся методологии. При определении эффективности работы вузов внимание должно быть прежде всего сосредоточено: а) на выявлении фактов и отслеживании динамики приращения знаний, умений и навыков обучаемых (в первую очередь, степени сформированности способностей учиться и самостоятельно «добывать» новое знание); б) на оценке экономической составляющей человеческого потенциала выпускников, предполагающей введение показателей, по которым можно судить об их востребованности на рынке труда. Для последнего критерия обозначены три возможные контрольные точки: уровень оплаты труда на начальном этапе карьеры выпускника, через пять и через десять лет после окончания вуза. В каждом университете необходимо создать финансируемые за счет федерального бюджета службы, отслеживающие карьеру выпускников. В качестве базового показателя инновационной активности вуза предлагается рассматривать долю доходов от использования результатов интеллектуальной деятельности в общих доходах организации. В технических вузах этот показатель может применяться, например, вместе с дополнительными показателями: число патентов на 100 научно-педагогических работников; число патентов на 100 публикаций, индексируемых в мировых наукометрических базах. Оценка кадрового потенциала университета должна проводиться в контексте его участия в формировании целостной системы подготовки и профессионального роста научных и научно-педагогических кадров. В стратегической перспективе таким показателем может стать удельный вес ежегодного притока талантов в общей численности профессорско-преподавательского состава. С целью максимального использования потенциала действующих преподавателей следует изменить принципы финансирования вузов, а для привлечения молодых научно-педагогических кадров ввести целевые ставки.</p></sec><sec><title>Практическая значимость</title><p>Практическая значимость. Результаты исследования могут быть полезны при совершенствовании методологии и методики оценки эффективности деятельности вузов и устранении существующих институциональных ловушек в научно-образовательной сфере.</p></sec></abstract><trans-abstract xml:lang="en"><p>higher education, focused on training, which will be in demand by the modernised economy in the strategic perspective, is one of the conditions for the implementation of the Decree the President of the Russian Federation of 07 May 2018. In this regard, the importance of an adequate efficiency assessment of the training system in general and in higher education is growing.</p><sec><title>Aim</title><p>Aim. In the context of the initiated discussion on methodological improvement of efficiency assessment of universities, the aims of the present article are the following: to discuss the existing criteria and indicators (proposed by the macroregulator) of the expertise; to justify the inconsistency of such criteria and indicators to obtain real information on the innovative potential and the quality of human potential of graduates.</p><p>Methodology and research methods. The research work was carried out on the basis of a systematic approach and inductive research method. To confirm the hypothesis, the method of comparative analysis and the following general scientific methods were applied: analytical review of scientific literature and normative documents, generalisation, comparison and analogy.</p><p>Results and scientific novelty. Based on the performance monitoring data, the author presents the results of the evaluation of some universities, recognised as centers of innovation, technological and social development of the regions according to the indicators proposed by the Ministry of Education and Science. The conducted analysis indicates the complexity of the formulation of conclusions regarding the innovative potential of universities due to the incorrectness of the approach proposed by the macro-regulator. The shortcomings of the new project proposed by the Ministry of Science and Higher Education to assess the effectiveness of universities and their leaders are revealed. It is necessary to revise the methodology applied. When assessing university efficiency, principle focus should be emphasised on: a) identifying the fact and the dynamics of the increment of knowledge and skills of trainees (primarily, the degree of formation of abilities to learn and independently gain new knowledge); b) assessment of the economic component of the human potential of graduates, involving the introduction of indicators, by which it is possible to judge their demand in the labour market. Three measurement control points are proposed: the level of remuneration at the initial stage of career, in five and ten years after graduation. As a basic indicator of the university innovation activity, it is proposed to consider the share of the profits derived from the use of intellectual activity results in the total income of the organisation. In technical universities, this indicator can be used with additional indicators: number of patents per 100 scientific and pedagogical workers; the number of patents per 100 published articles indexed in the world scientometric databases. In order to maximise the potential of in-service teachers, the principles of financing universities should be changed, as well as the target rates should be introduced to attract young scientific and pedagogical personnel.</p></sec><sec><title>Practical significance</title><p>Practical significance. The research results can be used to improve the methodology for efficiency assessment of universities, as well as to avoid the institutional traps in higher education and science.</p></sec></trans-abstract><kwd-group xml:lang="ru"><kwd>показатели эффективности вузов и их руководителей</kwd><kwd>мониторинг эффективности вузов</kwd><kwd>«опорные» университеты</kwd><kwd>изменение методологии оценки эффективности.</kwd></kwd-group><kwd-group xml:lang="en"><kwd>performance indicators of universities and heads of universities</kwd><kwd>“leading” universities</kwd><kwd>monitoring of university efficiency</kwd><kwd>change of the methodology of efficiency assessment</kwd></kwd-group></article-meta></front><back><ref-list><title>References</title><ref id="cit1"><label>1</label><citation-alternatives><mixed-citation xml:lang="ru">Benneworth P., Hospers G. J. The new economic geography of old industrial regions: Universities as global-local pipelines // Environment and Planning. 2007. 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